2024 Cftc regulation 140.99

Cftc regulation 140.99

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August undefined, 2024

WebAug 26, 2013 · [13] Specifically, the Final Guidance notes that: “The [CFTC] believes that [CFTC] regulation 140.99, which provides for persons to request that the staff of the … WebCommodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, DC 20581 Re: Request for Division of Market Oversight Staff No-Action Letter Pursuant to CFTC Regulation 140.99: SDR Reporting Requirements for Cross-Border Swaps Dear Mr. McGonagle: The International Swaps and Derivatives Association, Inc. …

Re: Request for Division of Market Oversight Staff No-Action …

WebOct 11, 2012 · The CFTC stated that a fund manager may rely on CFTC Rule 4.13(a)(3) with respect to a fund that will predominantly invest in non-derivatives even when its first … WebCommodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, DC 20581 ... CFTC regulation 43.2 defines the term “reporting party” to mean “the party to a swap with the duty to report a publicly reportable swap transaction in accordance with this [Part 43] and section 2(a)(13)(F) of the [CEA].” kofax temporary activation

Request for Division of Market Oversight Staff No-Action …

Web[Rules and Regulations] [Pages 40877-40892] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2024-12607] =====-----COMMODITY FUTURES TRADING COMMISSION. 17 CFR Part 4. RIN 3038-AE76. Registration and Compliance Requirements for Commodity Pool Operators and … Web5 Regulation 140.99 governs requests for staff exemptive, no-action and interpretative letters. The Commission’s regulations are found at 17 C.F.R. Part 1 et seq. (2014). They … redfield sd to claremont mn

UPDATE 1-Britain recognises CFTC oversight of US clearing houses …

Cftc regulation 140.99

CFTC Regulation 1.35(a) Oral Communication Recordkeeping

WebJan 9, 2024 · The CFTC amended Rule 4.5 to provide a CPO exclusion for investment advisers to BDCs (as that term is defined in the ICA) that meet the same … WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges. CHAPTER I - COMMODITY FUTURES TRADING COMMISSION. PART 140 - ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION. Subpart … part 140 - organization, functions, and procedures of the commission (§§ 140.1 …

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http://www.jacfutures.com/jac/jacupdates/2024/jac2002.pdf WebCFTC Regulation 140.99: Order Aggregation of Certain Permitted Transactions . Dear Mr. McGonagle: The International Swaps and Derivatives Association, Inc. (“ISDA”) and its …

Webin Commodity Futures Trading Commission (the “Commission” or “CFTC”) regulation 43.6(h)(6)2 for “large notional off-facility swaps” as such term is defined in CFTC regulation 43.2.3 1 17 C.F.R. § 43.2. See Final Rule, Real-Time Public Reporting of Swap Transaction Data, 77 Fed. Reg. WebCommodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, DC 20581 . Re: Request for Division of Market Oversight Staff No-Action Letter Pursuant to CFTC Regulation 140.99: SDR Reporting Requirements for Cross-Border Swaps Dear Mr. McGonagle: The International Swaps and Derivatives Association, Inc. 1

Web(Jan. 13, 2012). CFTC regulation 45.1 defines the term “reporting counterparty” to mean “the counterparty required to report swap data pursuant to this [Part 45], selected as … WebDec 22, 2024 · Regulation Part: 39.13; No-Action; December 21, 2024 Keywords Description: DCR and MPD are further extending the time limit for conditional, time …

Websubpart a - organization (§§ 140.1 — 140.2) subpart b - functions (§§ 140.10 — 140.99) subpart c - regulation concerning conduct of members and employees and former members and employees of the commission (§§ 140.735-1 — 140.735-8)

WebRequirements of Parts 43 and 45 of the Commission’s Regulations, CFTC Letter No. 13-35 (June 27, 2013); See Time-Limited No-Action Relief for Bespoke or Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations, CFTC Letter No. 12-39 (Nov. 30, 2012). kofax terms and conditionsWebunder CFTC regulation 43.6(h)(6)2 for certain “large notional off-facility swaps”.3 However, challenges remain with respect to complying with CFTC regulation 43.6(h)(6), and therefore, 1 CFTC Letter No. 13-48, dated July 30, 2013 from the Division of Market Oversight, “No-Action Relief for Certain kofax totalagility learning cloud loginWebCOLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION. 144. 144.0 to 144.6. PROCEDURES … kofax unified clientWebPursuant to CFTC Rule 140.99, the National Council of Farmer Cooperatives (NCFC) 1 , on behalf of our members CHS Hedging, Inc. (NFA registration number 0192593) and MID … redfield sd to huron sdWebCFTC regulation 45.1 defines the term “reporting counterparty” to mean “the counterparty required to report swap data pursuant to this [Part 45], selected as provided in §45.8.” 3 … redfield sd to grand forks ndhttp://www.centerforcapitalmarkets.com/wp-content/uploads/2010/04/2013-2.276-Coalition-for-Derivatives-End-Users-Request-to-DMO-for-No-Action-Relief-re-Inter-Affiliate-Swap-Reporting-and-Compliance-Dates.pdf kofax support hoursWebCommodity Futures Trading Commission-----17 CFR Part 50. Clearing Requirement Determination Under Section 2(h) of the Commodity. Exchange Act for Interest Rate Swaps; Final Rule. Federal Register / Vol. 81 , No. 199 / Friday, October 14, 2016 / Rules and Regulations [[Page 71202]]-----COMMODITY FUTURES TRADING COMMISSION. … kofax total agility system